Preparing for a VMD Inspection: What Veterinary Practices Need to Know
What a VMD inspection actually examines
The Veterinary Medicines Directorate (VMD) regulates veterinary medicines under the Veterinary Medicines Regulations 2013. Inspections are typically risk-based — practices may go years between inspections, or may be inspected after a complaint, supplier alert, or following a previous adverse finding.
A VMD inspection is concerned with the following compliance areas:
- Authorisation — is the practice operating under appropriate authorisations (registered veterinary practice premises, where applicable)?
- Procurement — are veterinary medicines obtained through licensed wholesalers, with traceable invoices?
- Storage — are medicines (especially CDs and cold-chain products) stored to the right standards?
- Records — are receipt, dispensing, administration, and disposal records correct?
- Cascade prescribing — where the cascade has been used, is it documented and justified?
- Off-licence (special imports, IIE) — are special imports and individual import exemptions properly authorised?
- Controlled drugs — full compliance against the Misuse of Drugs Regulations 2001 plus the VMR
- Returns and disposal — wasted, expired, or returned product properly handled
The depth varies — a routine inspection focuses on documentation; a follow-up after a previous adverse finding will sample much more deeply.
Documentation an inspector will typically request
Practical preparation is best framed as: "if an inspector arrives tomorrow, can I produce these in 30 minutes?"
| Document | Required by | Detail |
|---|---|---|
| Practice registration and premises authorisation | VMR | Current, displayed if required |
| Wholesaler invoices (last 12 months) | VMR | Tied to receipt records |
| Receipt records / goods-in log | VMR | Date, product, batch, quantity, supplier |
| Controlled drugs register | Misuse of Drugs Regulations 2001 | Complete, in date order, no erasures |
| Dispensing log (POM-V) | VMR | Drug, batch, animal, quantity, vet authorising |
| Cascade prescribing records | VMR (Schedule 4) | Justification, animal, drug, decision basis |
| Cold chain records | VMR good practice | Fridge temperature log, calibration of thermometer |
| Disposal records (expired or returned) | VMR | Date, product, quantity, disposal route, witness |
| Denaturing records (Schedule 2 CDs) | Misuse of Drugs Regulations 2001 | Date, drug, quantity, denaturing method, witness |
| Standard operating procedures (medicines) | RCVS PSS, VMR good practice | Procurement, dispensing, CDs, cold chain, disposal — see SOP guide |
| Staff training records | VMR good practice, RCVS PSS | Evidence each member has been trained on relevant SOPs |
| Special Imports certificates | VMD authorisation | For each individual import |
| RCVS membership and registration of all vets | RCVS Code | Current, in-date |
| Risk assessments covering medicines handling | Management of H&S at Work Regulations | Current, reviewed |
| COSHH assessments for hazardous medicines | COSHH Regulations 2002 | Current, accessible |
Common VMD inspection findings
Across VMD inspection reports and Field Force activity summaries, the most frequent findings cluster around:
Record-keeping gaps
- Receipt records that don't match invoice records
- Dispensing logs missing patient identification
- Batch numbers absent from records
- Cascade prescribing not justified in writing
Controlled drugs
- Register entries not made within 24 hours
- Stock checks against register not documented (or not done)
- Schedule 2 cabinet not compliant with BS2881 construction standards
- Denaturing without a witness record
- CD accountable officer not identified in writing
Storage
- Cold chain breaches without documented action
- Expired stock retained alongside in-date stock
- Schedule 2 stock accessible to non-authorised personnel
- Veterinary medicines stored alongside human-licensed medicines without segregation
Wholesaler dealings
- Purchasing from unauthorised sources (online, foreign, non-licensed)
- Invoices missing wholesaler authorisation reference
- Returns to wholesaler without retention of paperwork
Cascade and special imports
- Cascade used as a default (cheaper or convenience) rather than for clinical reasons
- Special Imports certificates expired or missing
- Off-licence prescribing not justified in clinical record
Training and SOPs
- SOPs out of date or unsigned
- Staff handling medicines without documented training
- Practice procedures clearly different from written SOPs
A practical pre-inspection checklist
Working backwards from "inspector arrives tomorrow":
Day before (or any quiet day):
- Pull and reconcile last 7 days of CD register entries against physical stock
- Spot-check 5 random invoices against goods-in records
- Spot-check 5 random dispensing log entries against medical records
- Verify cold chain log is up to date and thermometer in calibration
- Verify all SOPs (medicines, CDs, dispensing, disposal) are current version with review dates not expired
- Verify staff acknowledgement records are current for those SOPs
- Verify your wholesaler list — all current, all licenced, contact details correct
- Walk through the dispensary and CD cabinet — anything obviously out of place?
Strategic preparation (any time):
- CD accountable officer named in writing (typically senior vet)
- Practice quality manual or SOP index — single document listing all SOPs and their owners
- Annual internal medicines audit — date, scope, findings, actions, sign-off
- Incident log — any medicines-related incidents, action taken, learning captured
- Risk assessments covering medicines handling are current
During inspection:
- Be transparent — inspectors prefer practices that acknowledge gaps over practices that hide them
- Don't volunteer information beyond what's asked, but answer accurately
- If you don't know an answer, say so and offer to find it rather than guess
- Take notes during the inspection — what was reviewed, what was queried
- Request the closing summary in writing if not offered
After inspection:
- Address any actions notified within stated timeframes
- Document remedial actions with dates and evidence
- Notify your defence body if any clinical concerns raised
- Use findings to update SOPs and risk assessments
How VMD inspection prep connects to wider compliance
VMD inspection prep overlaps with most non-clinical compliance streams:
- Controlled drugs compliance — directly examined
- SOP management — medicines SOPs are core
- RCVS PSS — overlapping standards on medicines management
- Clinical waste handling — pharmaceutical and CD waste
- COSHH — chemical and biological agent handling
- Risk assessments — medicines-related hazards
A practice with strong cross-stream compliance generally passes VMD inspection cleanly. Practices that compartmentalise — strong CDs but weak training records, or strong SOPs but weak records — typically have at least one finding.
Getting ready
If you've never been inspected, or it's been more than 3 years:
- Pull every document the inspector might request — the table above is a working list
- Sample-check for current version, completeness, and signed acknowledgement
- Reconcile CDs physically against the register
- Run an internal audit — ideally with a second pair of eyes (another vet, defence body advisor, or external consultant)
- Address gaps — not perfectly, but with documented action plans showing the practice is improving
- Capture the audit as evidence of self-monitoring — inspectors view internal audit positively
A practice that can demonstrate it audits itself, finds its own issues, and addresses them is in a much stronger position than one that has never looked.
This guide is general compliance information for UK veterinary practices, not legal advice. For specific guidance, consult VMD's veterinary medicines guidance notes, the RCVS Code of Professional Conduct, and your defence body.
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